Designation : Compliance officer
Location : Bangalore, India
Kristal.AI is looking for a Compliance officer.
What will you do :
- Lead the Compliance Advisory for Kristal.AI, India
- Co-lead the Compliance effort at Kristal.AI
- Liaison with the regulatory authorities
- Responsibility for defining and the implementation of regulatory requirements
- Monitoring industry and license specific regulations i.e. Securities & Exchange Board of India (SEBI), FEMA and RBI and disseminating information to the stakeholders with respect to the impact of regulations on business
- Developing and maintaining internal policies required by the regulator.
- Preparation & timely submission of reports to SEBI
- Assisting in Audits and Inspection by SEBI
- Advise on PMLA rules and regulations and assist with KYC verification and Risk assessment for individual and corporate clients
- Any other compliance matters that arise from time to time
What are we looking for :
- At least 3-4 years of prior legal / compliance experience in a financial institution
- Good communication skills (spoken and written English)
- Quick learner, proactive and highly business focused
- Excellent organizational skills, including time management, record keeping, self-scheduling, and follow-up
- Ability to draft clear and professional correspondence and other documents of a legal, compliance and business nature
- Flexible and ability to prioritize tasks and manage multiple tasks within compressed timelines
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