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31/08 Vineeth Narasimhan
Director at Kristal Advisors Pvt Ltd

Views:575 Applications:84 Rec. Actions:Recruiter Actions:64

Kristal.AI - Compliance Officer (3-4 yrs)

Bangalore Job Code: 971909

Designation : Compliance officer

Location : Bangalore, India

Kristal.AI is looking for a Compliance officer.

What will you do :

- Lead the Compliance Advisory for Kristal.AI, India

- Co-lead the Compliance effort at Kristal.AI

- Liaison with the regulatory authorities

- Responsibility for defining and the implementation of regulatory requirements

- Monitoring industry and license specific regulations i.e. Securities & Exchange Board of India (SEBI), FEMA and RBI and disseminating information to the stakeholders with respect to the impact of regulations on business

- Developing and maintaining internal policies required by the regulator.

- Preparation & timely submission of reports to SEBI

- Assisting in Audits and Inspection by SEBI

- Advise on PMLA rules and regulations and assist with KYC verification and Risk assessment for individual and corporate clients

- Any other compliance matters that arise from time to time

What are we looking for :

- At least 3-4 years of prior legal / compliance experience in a financial institution

- Good communication skills (spoken and written English)

- Quick learner, proactive and highly business focused

- Excellent organizational skills, including time management, record keeping, self-scheduling, and follow-up

- Ability to draft clear and professional correspondence and other documents of a legal, compliance and business nature

- Flexible and ability to prioritize tasks and manage multiple tasks within compressed timelines

This job opening was posted long time back. It may not be active. Nor was it removed by the recruiter. Please use your discretion.

Women-friendly workplace:

Maternity and Paternity Benefits

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