Function Overview :

- Investment Information Services (IIS) forms part of the Global Funds Services group.

- Our mission is to support our clients - investment process by providing market leading services across the investment risk, return, analytics and post-trade investment compliance spectrum via an integrated data and information delivery strategy.

Primary responsibilities for this role include :

Investment Guidelines Rule Coding :

- Interpreting guidelines and build logic based rules for automated compliance testing and monitoring

- Coding and monitoring investment guidelines into the compliance system to ensure investment compliance

- Preparing for account on-boarding by requesting set up of accounts in various systems

- Reviewing new and existing rules to ensure compliance with account mandates

- Consult and partner with the multi-functional groups in the implementation of projects that promote the consistent application of investment-specific data across the enterprise

- Partner with various teams to improve data availability and overall quality of underlying data

- Working on projects with strict deadlines, including the migration of accounts from one compliance system to another

Competencies :

Skills and qualities needed :

- Organized and efficient with ability to work within small teams or as an individual contributor, within reporting deadlines.

- Strong organization, time management, communication and multi-tasking skills

- Ability to identify inefficiencies in a process and drive change

- Excellent oral and written communication

- Strong analytical and problem-solving skills

Academic Background ;

- Advanced accounting, finance, investment products and compliance

- MBA, CA, CS, CPA, FRM

Industry Knowledge :

Required :

- Industry experience : Investment compliance / performance measurement / risk management

- Good knowledge of VBA scripting including connectivity to Bloomberg/market data platforms

- Experience with guideline coding in compliance systems e.g. Charles River, Sentinel, Aladdin

- Experience managing databases and analyzing large data sets

Product Knowledge :

Required :

- Investment compliance

- Regulatory fund compliance (UCITS / SEC 1940 Act / IRS)

- Derivative exposure reporting

- Equity and fixed income analytics

- Knowledge of pension fund, fund manager, insurance and hedge fund clients