The individual will be responsible for audit coverage across the assigned region for Investment Banking Products. However, the individual may have opportunity to participate in the broader Corporate IB audits. Opportunity The individual must be an experienced professional, possess strong project management skills and have relationship management capabilities. Previous experience of the Prime services businesses will be an advantage. Key responsibilities: - Execute and document audits with limited supervision to a high standard in accordance with department and professional standards. - Evaluate, test and report on the adequacy and effectiveness of the control environment. - Analyse risks and proactively identify the root cause of issues. - Finalise audit findings and use judgment to provide an overall opinion on the control environment. - Communicate audit results and issues in a clear and concise manner, both verbally and in writing. - Employ computer-assisted auditing tools and identify opportunities for the use of continuous monitoring and automated auditing. - Meet timeframe and budget targets for assigned audit work, whilst adhering to department and professional standards and utilizing consistent methodology. - Be prepared to travel to locations (domestic and international) up to 10-15%. - Develop and maintain relationships with certain key stakeholders. - Establish and maintain a business climate and culture that encourages integrity, respect, excellence and innovation. - Education to degree standard (Bachelor- s) in an Accounting, Finance, Economics or related discipline is preferred. - Professional certification, such as CA or CIA is required but may be obtained in the first year. - Enthusiastic, self-motivated, strong interest in learning, effective under pressure and willing to take personal responsibility/accountability. - Business and Industry Knowledge - Minimum 4 years- experience in a financial services firm, with an audit or risk/control background. Knowledge and preferably experience of Investment Banking and Investor Services products. - Methodology &amp; Analytical Skills - detailed understanding of internal control and risk assessment concepts and strong analytical skills to assess the impact of control weaknesses. - Communication - Strong verbal and written communication skills, with the ability to present complex and sensitive issues in a persuasive manner. - Leadership - adapts to a changing environment, monitor progress and timely deliver a high-quality end product. Enthusiastic, self-motivated and effective under pressure. - Accountability - proven ability to support the execution of audits/projects. Seeks ways to increase the efficiency and effectiveness of work performed. Willing to take personal responsibility/accountability. - Project management - ability to assess priorities, participate in audit assignments and execute assigned audit tasks in a team environment.

Bangalore

Mumbai

Internal Auditors - Investment Bank  

Internal Auditors - Investment Bank   ,Job Description for Internal Auditors - Investment Bank   in ABC Consultants in  Bangalore Mumbai for (4-10) years of experience. Apply Now!

Job Description for Internal Auditors - Investment Bank   in ABC Consultants in  Bangalore Mumbai for (4-10) years of experience. Apply Now!