Posted By
Posted in
Banking & Finance
Job Code
1268743
Internal Audit
Spectral Consultants is hiring for the role of Internal Audit and SOX Compliance at a leadership position.
Role & Responsibilities :
- Oversee and lead the Internal audit and SOX compliance team (Business and IT), manage the service delivery and quality
- Review the risk assessment procedures performed by the team, including identification of significant accounts & classes of transactions and mapping of business processes.
- Review SOX documentation such as process flowcharts, process narratives and risk and controls matrix.
- Suggesting business improvements, by assessing risks and controls related to business imperatives
- Optimization of processes to reduce inefficiencies and reduce cost
- Integrate data analytics to provide increased efficiency, assurance and value
- Extensive experience of planning, implementing, coordinating, and executing all phases of SOX compliance (to include leading walkthroughs and identifying/validating key controls, developing test procedures, executing and documenting testing, and reporting results to Management)
Requirements :
- Preferred candidates from Non FS sector
- 1-9 years of post-qualification experience (CA) focused on SOX, internal audit.
- Good understanding of the concepts of internal controls and auditing standards (ex: COSO Framework, PCAOB Audit Standards & IIA Standards)
- CISA is an added advantage
- Experience in conducting risk assessment procedures pertaining to financial reporting, process flow mapping, design and documentation of RACM, controls testing, evaluation of control deficiencies and remediation plans.
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Posted By
Posted in
Banking & Finance
Job Code
1268743
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