Internal Audit Role - CA

Role: Corporate/Functional Audit (Internal Audit)

Qualification: - CA / MBA (Finance) / Commerce Graduate

KRAs:

1. Carrying out audits of departments having centralised / regional operations across multiple business functions / thematic audits / Management Audits / Spot Audit / User Acceptance Test / SOX audit

2. Carrying out audit as per risk based approach with coverage of regulatory guidelines, Banks Internal policy, Standard Audit Procedures and checklist

3. Sampling of data (as part of pre-audit preparation) to cull-out exception.

4. Timely, accurate, concise and effective documentation of audit reports on exceptions observed during the course of audit.

5. Critically review the existing process and procedures during the audit of respective areas and suggest areas of improvement which would enhance controls and simplify process flow.

6. Review and follow up of rectification responses from the auditee for early rectification of audit comments

7. Keep himself/herself updated on Regulatory guidelines in the area of audit.