Internal Audit Role

Spectral Consultants is hiring for the role of Internal Audit and SOX Compliance at a leadership position.

Role & Responsibilities :

Oversee and lead the Internal audit and SOX compliance team (Business and IT), manage the service delivery and quality

- Overseeing and anticipating the resource requirements of the clients, build the team according to the needs

- Lead a team of Managers, Assistant Managers and Seniors and make sure the team delivers high-quality work, on time and to budget

- Review the risk assessment procedures performed by the team, including identification of significant accounts & classes of transactions and mapping of business processes.

- Review SOX documentation such as process flowcharts, process narratives and risk and controls matrix.

- Suggesting business improvements, by assessing risks and controls related to business imperatives

- Optimization of processes to reduce inefficiencies and reduce cost

- Integrate data analytics to provide increased efficiency, assurance and value

- Extensive experience of planning, implementing, coordinating, and executing all phases of SOX compliance (to include leading walkthroughs and identifying/validating key controls, developing test procedures, executing and documenting testing, and reporting results to Management)

- Detailed review of team member's execution of SOX procedures and ensure testing results are appropriately documented.

Requirements:

- Preferred candidates from Non FS sector

- 9+ years of post-qualification experience (CA) focused on SOX, internal audit.

- Good understanding of the concepts of internal controls and auditing standards (ex: COSO Framework, PCAOB Audit Standards & IIA Standards)

- CISA is an added advantage

- Experience in conducting risk assessment procedures pertaining to financial reporting, process flow mapping, design and documentation of RACM, controls testing, evaluation of control deficiencies and remediation plans.