Job Role: Responsible for monitoring and oversight of Offshore Compliance&nbsp; i) Assisting the Compliance officer for ensuring regulatory requirements and licence conditions for offshore subsidiaries; ii) Advising on FPI / FDI norms; iii) Vetting of all marketing and distribution material(s) and ensuring proper disclaimers / legends in the materials; iv) Maintenance of various regulatory records and registers, filing of regulatory and other returns, do necessary registration of products with regulators and maintain a good professional relationship with Regulators; v) Liasoning for handling SEC / FINRA / DIFC inspection and / or audit from time to time for offshore subsidiaries; vi) Proper evaluation / KYC of every client on-boarded and ensuring it meets the regulatory requirement like client being an accredited or institutional client; vii) Liasoning with counsels for seeking legal opinions for offering of products in various jurisdictions; Job specifications and competencies: Years of experience: 3 to 4 years of relevant work experience in Legal, compliance relating to FPI, Offshore fund set up, Mutual Funds, AIF. Qualification: Bcom / Mcom / MBA + CS OR Law (Hons)

Mumbai

IIFL Wealth Management - Offshore Compliance Role 

IIFL Wealth Management - Offshore Compliance Role  ,Job Description for IIFL Wealth Management - Offshore Compliance Role  in IIFL Wealth in  Mumbai for (2-4) years of experience. Apply Now!

Job Description for IIFL Wealth Management - Offshore Compliance Role  in IIFL Wealth in  Mumbai for (2-4) years of experience. Apply Now!