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20/01 Malika Sharma
HR at IIFL Wealth

Views:950 Applications:192 Rec. Actions:Recruiter Actions:4

IIFL Wealth Management - AVP - Compliance (7-12 yrs)

Mumbai Job Code: 883669

- Effective handling of all compliance related activities related of IIFL Mutual Fund and ensuring all compliances under SEBI Mutual Fund Regulations

- Managing approvals for launching of new schemes

- Reviewing various advertisement materials

- Independently handling of Anti Money Laundering Activities for Mutual Funds, Portfolio Management Services

- Handling of all compliance related activities relating to AIF, Portfolio Management Services and advising the departments on necessary compliance requirements

- Ensuring the compliance of Employee Dealing policy by the employees.

- Assisting in drafting of various policies or changes to be incorporated in policies.

- Preparation / Submission of various periodic reports to SEBI, AMFI and other regulatory agencies

- Liaising with the auditors- internal, concurrent and external auditors as well as handling of SEBI Inspection Audit relating to Compliance Dept.

Women-friendly workplace:

Maternity and Paternity Benefits

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