- Oversight for time critical and sensitive regulatory compliance issues arising from day-to-day 1st level monitoring and surveillance activity - Draw conclusions from own or team analysis, advising and making appropriate recommendations to the Compliance Senior Management and GB&amp;M / GBL's / RC Operations in order to rectify issues identified. - Imperative escalation of potential regulatory and internal market misconduct breaches to Compliance Senior Management. - Work closely with Global Head of CSA, IT and Regional RC leads to implement Market Abuse Regulation (MAR) project across the Globe. - Ensure correct GSC support to roll out the MAR project e.g. provide procedural expertise to the new regions where Surveillance monitoring is implemented for the first time. Knowledge &amp; Experience / Qualifications:&nbsp; Business Skills :&nbsp; - Experience in Monitoring &amp; Surveillance or related environment is preferable. - Ability to understand and articulate Trades &amp; communications and analyze these for the detection of potential Market Abuse. - A good knowledge of Excel and Access with the ability to use macros to help solve non-standard problems. - Seasoned problem solving capabilities - Sound and proven judgment to manage (distribute difficult messages) surveillance issues Can be considered as advantages: - Knowledge of Financial markets and in particular, financial market regulation - Knowledge of E-Surveillance &amp; Trade Surveillance monitoring tools. - Supervisory Skills :&nbsp; - Ability to clearly articulate business and regulatory implications of analysis and findings - Ability to act proactively and multitask Personal Skills :&nbsp; - Graduate level candidate with experience in an internal audit or compliance environment preferable (but not essential). - An interest, and knowledge, of financial markets, various asset classes and regulation is required. - Ability to work under pressure and within tight time-lines. Excellent time management and prioritization of work tasks. - Excellent system skills as the role includes a requirement to undertake complex behavior analysis derived from various data sources. - Ability to support decisions with sound reasoning and clearly articulate business and regulatory implications of the analysis and findings. - Desire to pass on skills for the good of the team and learn from other team members. - Ability to handle escalated issues and take these forward with Senior Management - Self-motivated, enthusiastic and proven rapid learning capability. - Committed to completion of work tasks. - Utilizes own initiative to resolve issues. - Exemplary interpersonal and Communication skills - Ability to lead and be part of team - Time management skills are essential

Bangalore

HSBC - Regulatory Compliance Role - Global Surveillance Operations 

HSBC - Regulatory Compliance Role - Global Surveillance Operations  ,Job Description for HSBC - Regulatory Compliance Role - Global Surveillance Operations  in HSBC in  Bangalore for (8-10) years of experience. Apply Now!

Job Description for HSBC - Regulatory Compliance Role - Global Surveillance Operations  in HSBC in  Bangalore for (8-10) years of experience. Apply Now!