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Director at Pplanet HR Services
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Head - Risk & Surveillance - Broking House (15-20 yrs)
- Conceptualised and implemented broking platform and process for wealth set up though 3rd party tie-ups.
- Wealth system - System and process deployment for PMS and AIF products End to end set up of - Client on-boarding- process.
- Managing risk and surveillance for Retail and Institutional Business in Equities and Derivatives
- Leading a team across risk and surveillance functions
- Managing exposure in Funding products for LAS and MTF products Development framework, processes & systems for ICAAP Review and Enterprise Risk framework across the company
- Exposure of broking industry is mandatory
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