Looking for a Compliance Head-RBI with a leading NBFC in Mumbai  Qualification- A qualified Company Secretary with law degree and having a professional degree in Financial Management like CA or an ICWA  - Yrs of exp-10-14 yrs with at least 4-6 years of Team handling experience   Age criteria-35-38 yrs  Preferable to have a professional who is well-versed with requirements of Listing agreements, NBFC regulations, etc.  Role -  - Assisting in monitoring and overseeing day to day compliances to RBI- NBFCs guidelines as applicable to Loan Company/ Asset Finance Company/ Infrastructure Finance Company/ Core Investment Company  - Liaison with RBI for observing compliance requirements.  - Responsible for Compliance Manuals/ SOPs, implementation and monitoring of the same.  - Coordination with other departments for audits, regulatory inspection.  - Updating management on recent developments in the industry including regulatory changes.  - Advising other departments on various regulatory issues.  - Support vetting of legal agreements/ contracts from the compliance stand point.  - Assisting in undertaking compliance verification of processes/ regulations to understand the limitation, if any.  - Filing with regulatory authorities (RBI). These may be event based or periodical.  - Responsibility for setting and meeting KPIs of the department.  - Responsibility for the budget, staffing and smooth functioning of the department including meeting the internal SLA deadlines and external regulatory compliances (RBI).  - Responsibility for guiding the management in meeting external compliances with due consideration to peculiarities of organizational structure and business offerings.   - Responsibility for providing regulatory support to Treasury Department in fund mobilisation programmes with a view to optimize the cost of capital.  Incase this interest please send your updated cv along with below details-  Current ctc- Expected ctc- Notice period-  Team People Tree

Mumbai

Head - RBI Compliance - NBFC 

Head - RBI Compliance - NBFC  ,Job Description for Head - RBI Compliance - NBFC  in People Tree Consultants in  Mumbai for (10-14) years of experience. Apply Now!

Job Description for Head - RBI Compliance - NBFC  in People Tree Consultants in  Mumbai for (10-14) years of experience. Apply Now!