Director at Pplanet HR Services
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Head - Operations - Broking (10-15 yrs)
Broking Operations (MF/Insurance/RA/WMS)
- Responsible for overall Operation of the Mutual Funds, Insurance & WMS.
- Operations of Equity, Third party distribution & Advisory business.
- Ensuring daily processing of MF,IPO, Insurance,NRI & PMS transactions
- Mutual fund Brokerage processing & payout to Sub brokers
- Adhering to regulatory changes & implementation of the same in the system
- MIS to management for business continuity
- Ensuring Audit requirements are met for all TPD products.
- Automation of daily operational process for maximum productivity
- Evaluating back office & wealth management systems & carrying out UAT for go live
- Automating of processes for greater efficiency & productivity
- MF Back office management
- Overlooking Mobile App development for Mutual Funds Investments
- Mutual Fund & WMS Ops, Risk Management, Back Office Operations & Compliance
- Heading team of Back Office executives, RMS executives, Demat and depository PMLA
- Supervising the entire compliance for opening of new Branch and Franchisees
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