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04/01 Arima
Director at Pplanet HR Services

Views:4905 Applications:89 Rec. Actions:Recruiter Actions:89

Head - Operations - Broking (10-15 yrs)

Mumbai Job Code: 650408

Broking Operations (MF/Insurance/RA/WMS)

- Responsible for overall Operation of the Mutual Funds, Insurance & WMS.

- Operations of Equity, Third party distribution & Advisory business.

- Ensuring daily processing of MF,IPO, Insurance,NRI & PMS transactions

- Mutual fund Brokerage processing & payout to Sub brokers

- Adhering to regulatory changes & implementation of the same in the system

- MIS to management for business continuity

- Ensuring Audit requirements are met for all TPD products.

- Automation of daily operational process for maximum productivity

- Evaluating back office & wealth management systems & carrying out UAT for go live

- Automating of processes for greater efficiency & productivity

- MF Back office management

- Overlooking Mobile App development for Mutual Funds Investments

- Mutual Fund & WMS Ops, Risk Management, Back Office Operations & Compliance

- Heading team of Back Office executives, RMS executives, Demat and depository PMLA

- Supervising the entire compliance for opening of new Branch and Franchisees

This job opening was posted long time back. It may not be active. Nor was it removed by the recruiter. Please use your discretion.

Women-friendly workplace:

Maternity and Paternity Benefits

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