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10/06 Rimi
Recruiter at Bask HR Consulting

Views:341 Applications:57 Rec. Actions:Recruiter Actions:18

Head - Legal & Compliance - FinTech (10-21 yrs)

Bangalore Job Code: 935797

- Maintain and monitor Group's statutory compliance requirement landscape and related procedures.

- Develop and monitor Group wide Compliance management & governance framework, policies, standards, and SoPs

- Implement a Governance Self Assurance Certification process by all businesses and functions

- Assist in periodic risk assessment, assurance testing and audits via internal audit and external agencies; address potential issues proactively

- Ensure company maintains appropriate compliance records; compliance registers such as gifts and hospitality register, conflict of interest register etc.

- Implementing compliance by design

- Implement an automated compliance management tool

- Put Group Code of Ethics into practice and monitor compliance

- Global monitor of legislative changes

- Undertake company wide trainings and provide regular updates to GGC, audit committee and senior leadership

- Implement a robust whistleblowing programme

- Investigate potential compliance and conduct breaches, including notifications to authorities and other resolution efforts.

- Engage and liaise with jurisdictional supervising authorities and regulators

- Country Counsel accountable for local law & regulatory advice

- Strategic adviser and local jurisdictional law expert on all operational matters

- Strategic Contracts

- Engaging with regulators, licensing authorities

- Managing disputes & litigations; appearing in courts like small causes court

- Driver/rider and employee disputes; ombudsman role

Women-friendly workplace:

Maternity and Paternity Benefits

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