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15/03 Geetha Surana
Executive Search Consultant - Leadership Hiring at Randstad

Views:673 Applications:128 Rec. Actions:Recruiter Actions:35

Head - Legal & Compliance - BFSI - LLB/LLM (10-20 yrs)

Ahmedabad Job Code: 902801

Legal and compliance Head below:-

Responsibilities and Duties :

- Understanding and applying regulations incidental to the business across geographies. Execution of section 138, seizures, recoveries, Branch Level Legal matters.

RBI Compliance

- Drafting legal agreements, documents as required for various businesses.

- Reviewing various agreements/offering documents to ensure all risks have been mitigated on the Funds Advisory/Consulting/NBFC business lines.

- Assisting with various regulatory filings across geographies (Form ADV, CFTC filing, NPPR etc.)

- Reviewing regulatory developments, implementing the appropriate procedures, while ensuring compliance with rules and regulations.

- Liaising with various legal counsels/compliance firms across the globe to assess the implication of regulations pertaining to Funds Advisory/Consulting business lines.

Qualifications :

- Graduate/Post-graduate degree in Law

- Must have minimum work experience of 10+ years in Funds Advisory/Corporate Law pertaining NBFC/Banks .

- Ability to provide efficient solutions and meet timelines

- Should have good communication skills and ability to work in teams

- Should have an affable personality, especially while liaising with counterparties

Women-friendly workplace:

Maternity and Paternity Benefits

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