Posted By
Posted in
Banking & Finance
Job Code
1450420
A leading private bank is hiring for Head of Compliance Testing
Location - Mumbai
Experience - 10+ Years
Qualification - Post Graduate
Responsibilities
- Designing, delivering and maintaining best-in-class Compliance practices
- Managing a team of Compliance professionals
- Preparation of Compliance Testing plan.
- Managing the Compliance Testing Team to ensure that the compliance reviews are completed as per the approved Compliance Testing Plan.
- Finalization of compliance testing scope , ensuring sample selection in line with policy guidelines
- Review of the Compliance Testing observation, Discussion with stakeholders and finalization of compliance testing report
- Ensure proper documentation and working papers are maintained for all the compliance testing conducted.
- Interact with the Senior an Top management of the Bank relating to activities pertaining to Compliance Testing
- Ensuring timely closure of open issue, regular follow up with stakeholder and publishing of MIS to Top Management
- Preparation of ACB Note on Compliance Testing Report and Compliance Testing Open Points
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Posted By
Posted in
Banking & Finance
Job Code
1450420
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