Business Associate at Dhruv HR
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Head - Compliance & Legal - PMS & AIF - Investment Firm - LLB/CS (3-10 yrs)
Career role in one of India's best performing fund houses in their Compliance & legal department - Position reports to the Managing Director & Director Operations.
- Job opportunity for CS Rank holders with 3-7 years of experience.CA with Degree in Law will be a definite plus.
- A boutique Investment Firm & one of the best performing Portfolio Manager/AIF & offshore fund in the country. The firm is also looking at expanding in the international markets and current has an AUM of around $500
Please find the company introduction and job profile below :
- Company is a top performing boutique investment firm. They are a SEBI registered firm having a PMS, AIF and an FPI fund from Dubai International Financial Centre (DIFC).
Job Description :
- A full understanding of SEBI laws and regulations and ensuring compliance with those laws and regulations
- Keeping abreast with the latest regulatory changes and requirements related to SEBI PMS and AIF regulations
- Timely preparation and submission of reports with regulators and board of directors
- Ensuring compliance with all the regulatory laws and regulations applicable to the entities in the group.
- Understand laws and regulations of various international jurisdictions where the company may look at opening offices in the future
- Liaison with SEBI and other international regulatory authorities.
- Monitoring of AML / FATCA compliance and its reporting
- Liaising and coordinating with Regulator for PMS, AIF compliance and queries
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