Executive Search Consultant at TruLux
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Head - Compliance/Investment Management - Mutual Fund/PMS & AIF - Financial Services Firm (15-20 yrs)
Opening - Head Compliance (Investment Management)
Company - One of the leading Financial Services Firm
Experience in asset management/ AIF/PMS outfits. Should have experience in handling AIF and/or PMS for at least 1 year in the Compliance and Legal function.
Should have worked in the following areas:
- In addition to the experience in the compliance function of an asset management business (MF, PMS), the candidate should have good exposure to the Regulatory/Investment Compliance of AIF business and preferable PMS as well.
- Should have good understanding of various categories of AIF and handled launch of new AIF products
- Some amount of dealings with regulators & legal counsels
- Filing of periodic Regulatory reports with SEBI
- Should have attended to various sales and on-boarding team queries.
- Good command over English.