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10/03 Aparna Jain
Director at Connexio Search

Views:900 Applications:180 Rec. Actions:Recruiter Actions:10

Head - Compliance - Global Venture Capital (10-22 yrs)

Mumbai/Bangalore/Gurgaon/Gurugram Job Code: 1231524

Head - Compliance - Global Venture Capital

About the Firm : A leading Global Venture Capital firm headquartered in the US managing a large portfolio of companies in South East Asia and Asia is looking to hire a Head of Compliance in India. The VC firm invests in startups across various sectors like consumer, technology, and healthcare.

Position Description :

- The Head of Compliance will be responsible for ensuring the organization's compliance with applicable laws and regulations.

- This includes overseeing the development, implementation, and maintenance of policies and procedures, as well as developing and executing an effective compliance program.

- The Head of Compliance will also be responsible for providing guidance and training to staff on the organization's ethical standards and compliance-related matters.

- The Head of Compliance will coordinate with overseas stakeholders to help implement global best practices etc.

Responsibilities :

- Handling complete Compliance functions, including seeking regulatory licenses, setting compliance standards, implementing & continuously monitoring of compliance policies and procedures, and undertaking compliance audits, inspections, and investigations

- Experience in setting up and implementing a robust insider trading program.

- Developing, implementing, and managing compliance programs and procedures to prevent the unauthorised release of UPSI and to ensure compliance with all relevant laws, regulations, and policies.

- Identifying gaps and risk exposure in operations and developing and implementing robust world standard systems of checks and balances. Build suitable systems that help track applicable statutory, policy, and contractual compliance.

- Providing strategic leadership to acquire talent, cultivate values, impart training, set clear performance targets, and plan for succession. Being a visionary leader who effectively meets goals through strong leadership, interpersonal, problem-solving, communication, and analytical abilities.

- Providing expert guidance on compliance and risk management issues to senior management and business teams.

- New project Approvals -both, local and offshore for existing and new business ventures of the group, Anti Money Laundering policy & process management, Fraud Risk Management, etc.

- Liaising with regulatory authorities.

Requirements :

- Extensive experience in Compliance and Risk Assessment & Mitigation, preferably from International Banks, NBFCs, Funds or Big Four Consulting Firms. Experience in advising on compliance issues for venture capital funds is a bonus.

- Strong leadership, interpersonal, problem-solving, communication, and analytical abilities.

- Proven experience in leading compliance and risk management teams and developing and implementing effective strategies.

- Experience in compliance, risk assessment and mitigation, stakeholder management, process improvement.

Qualifications :

The ideal candidate will have the following professional background:

- 10+ years of experience preferably from International Banks, NBFCs, Funds or Big Four Consulting Firms and Law firms.

- Experience in venture capital industry is a plus.

- Strong academic credentials (Law degree or Company Secretaryship would be a plus but not mandatory if the candidate has the right experience and attributes.

Location: India

This job opening was posted long time back. It may not be active. Nor was it removed by the recruiter. Please use your discretion.

Women-friendly workplace:

Maternity and Paternity Benefits

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