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Vice President at Rafaga Infoknowledge Pvt. Ltd.
Views:4379 Applications:85 Rec. Actions:Recruiter Actions:8
Head - Compliance - Financial Services (7-10 yrs)
Position - Head Compliance
Reporting to CEO
QLFN - CA, CS, MBA in Finance
Industry Preference - Banking, Financial Services, Mutual Fund, Asset Management, Broking
Job Responsibilities:
1. Ensure compliance of fund and / or PMS with all relevant operative SEBI guidelines / regulations and any other regulations as may apply.
2. Coordinate with custodian to ensure settlement of all transactions / deals.
3. Ensure all deals / transactions comply with all internal operative risk limits or any other operative internal guidelines.
4. Ensure book keeping and accounts.
5. Any other work as may be assigned by management from time to time.
This job opening was posted long time back. It may not be active. Nor was it removed by the recruiter. Please use your discretion.
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