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Consultant at Michael Page
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Head - Compliance & Company Secretary - Financial Services (5-12 yrs)
Position Title: Compliance and CS head
Job Purpose :
To provide CS and legal advice and support particularly in financial services products, services, transactions, governance and risk-management.
Key Accountabilities:
- Ensure compliance with all Rules & Regulations and Filings applicable to the company.
- Responsible for Compliance related to Regulatory & Statutory bodies like RBI, CVC etc.
- Responsible for Secretarial Services including Liaison with Board, Corporate Governance Matters
- Year-end matters including director report, notices etc.
- Draft, review, negotiate, execute contracts, Non-Disclosure Agreements, Master Service Agreements, Statement of Works, Licensing Agreements, and other legal documents pertaining to the company
- Drafting and standardizing all legal documents of business and all other documents relating to the company.
- Provide legal solutions / remedies to the Business Teams to mitigate the risk involved in the business transactions
- To liaise with external consultants for specific cases / issues/ contracts/ documentations/ legal advisory services as required and review the work done by them
- To prepare/review all internal documents related to loans/agreements/associations including Project related/Loans/Financial Documents
- Monitoring and Governance of Contracts
- Review on Legal Contracts, reporting, and handling legal issues with recovery and existing customers etc.
Relevant Competency:
- Should have relevant experience in NBFC/Bank or other financial institutions
- Indepth knowledge of the Companies Act, 2013
- Should be able to understand the legal/compliance ecosphere in the retail product business and should be able to coordinate with product/risk team for proper drafting of agreements/MOUs.
- Should have a strong understanding of Companies Act, Contract act, FEMA, SEBI, RBI, Arbitration
- Should be aware of the litigation and recovery proceedings including 138 matter and SARFEASI matter, Bankruptcy Code, etc.
Academics :
CS Candidates with LL.B degree
Experience : 5 to 12 years
Desired Skills and Experience :
Legal Risk Management, Secretarial Compliance, Regulatory Compliance
This job opening was posted long time back. It may not be active. Nor was it removed by the recruiter. Please use your discretion.
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