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25/07 Asma Nazir Khan
Associate Consultant at Antal International

Views:2660 Applications:83 Rec. Actions:Recruiter Actions:2

Head - Compliance - BFSI - LLB (15-20 yrs)

Mumbai Job Code: 724727

Key Responsibilities:

- Ensuring all Regulatory and Statutory Compliances for the organization

Responsible for :

- Preparing and Maintaining the Compliance Policy & Manual, Compliance Checklist

- Formulating and Implementing Internal and Regulatory driven policies

- Developing a compliance culture across the organization

- Working with stakeholders to the solution and ensure frictionless processes.

- Ensuring proper interpretation and guidance to business units on regulatory matters

- Prompt action on compliance issues

- Dissemination of directives, circulars, advisories and important communications.

- Monitoring Compliance with Internal Policies, Procedures, and Guidelines

- Performing and Reporting on Comprehensive Compliance Testing Periodically

- Act as the point of contact for

- Regulators like RBI, SEBI, IRDAI, etc

- Quasi-Regulators like FIU, NPCI, IBA

- Statutory Bodies

- Government Departments

- Law Enforcement Agencies

- Any Other Entity as may be necessary to interact with.

Key Requirements :

- Graduate/PostGraduate with minimum 20+ years of experience in compliance

- Experience working for large banks, ideally in a start-up environment

- Deep relationships with regulators at various levels and across various departments

- Proven track record of setting up compliance function grounds up for an Indian Bank

- Work with a lean team in fintech environment and ability to adapt to a multi-cultural environment

- Conversant with implementing large scale operations with BC and digital business

- Experience in handling RBI audits

Women-friendly workplace:

Maternity and Paternity Benefits

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