Head - Compliance - Bank

We are looking for Compliance professionals at a senior level with a Foreign Bank.

Location : Mumbai

Role : Compliance Head

Preferred Industry / Domain experience: Banking industry only.

Work Experience : 12 -15 yrs

Job Description :

- Manage RBI inspections and snap audits by coordinating with the RBI officials and Compliance for Corporate functions of the bank viz-Trade Finance, Corporate credit etc.

- Coordinate and follow up with the departments pertaining to queries / clarifications for RBI / FEDAI/ FIU/ IBA etc.

- Monitor compiling and checking the compliance status of the policies & procedure of the departments with respect to the RBI observations.

- Monitor timely submission of all regulatory returns to the RBI & FIU- India as Nodal officer of RBI and Principle Officer (FIU-India)

- Monitor internal Committee meetings - meetings, minutes and scope

- To conduct Compliance reviews whenever required and submit the findings to the CEO-in-India

- Responsible for timely preparation of study material on KYC & AML to the staff members.

- Central point of contact for all regulatory, statutory matters related to RBI, FIU-India

- Responsible for Vigilance Activities

- Monitor dissemination of regulatory circulars, notifications, caution advice, defaulters list & press releases to the relevant department.

Team People Tree