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HR at Leading Investment Bank

Views:2816 Applications:414 Rec. Actions:Recruiter Actions:22

Global Markets Role - Front Office Supervision - Investment Bank (0-1 yrs)

Mumbai Job Code: 778805

This particular role is within the Front Office Supervision (FOS) team. The Front Office Supervision team is a global team responsible for creating and maintaining the Front Office Supervision framework for Global Markets, and being the key operational risk and control function for the Global Markets business.

- We are seeking a dynamic individual to join the GM Front Office Supervision, Conduct and Control team, based in Powai.

- The individual will work closely and in partnership with the Global Front Office Supervision, Conduct and Control team spread across EMEA, AEJ and Japan.

- The individual will assume day-to-day BAU responsibilities relating to Front Office Supervision and will also contribute to key projects that are critical to FOSCC from a regulatory perspective.

- Contribution to key FOSCC tasks 

- Ownership of the Hierarchy Maintenance process across Global Markets

- Performing review and analysis of Attestation commentaries and affirmation processes

- Performing Bloomberg chat surveillance for EMEA and AEJ

- Legal Entity controls

- Creating Global Management Packs, KRI Packs and Supervisory meeting packs.

- Driving Transition of Key tasks from the Regions - And then perform those tasks in a BAU environment

- Partnering with Technology, Operations, Finance and other Corporate functions

- Involved in initial User Acceptance Testing of FOSCC tools and systems

- Investigation of issues relating to FOSCC tools and systems

- Audit and RCSA related monitoring

- Help in producing issue summaries and reports for Regional teams

- Involved in tracking outstanding actions and help in chasing actions to closure-

- Assist the team in information requests from regulators and auditors as required.

- Basic understanding of Operational Risk, Controls and Supervision domain

- Conceptual understanding of Investment Banking and Financial markets

- Reporting and analysis - ability to review and understand new information sources and produce summaries of key information

- Good communication skills, both written and verbal

- Intermediate to advanced Excel and PowerPoint skills(knowledge of VBA/Macros is a plus)

- Strong understanding System Architecture and Data warehouses

- Good knowledge of Capital Market products (Equities, Fixed Income and FX), processes and corporate functions

- Basic project management skills (project definition, planning, risk and issue identification, milestone tracking and summary reporting)

- Ability to challenge processes with maturity and integrity

This job opening was posted long time back. It may not be active. Nor was it removed by the recruiter. Please use your discretion.

Women-friendly workplace:

Maternity and Paternity Benefits

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