Equity Settlement Role - Broking Firm

Equity Settlement

Role and Responsibilities:

- Perform daily share reconciliation and ensure compliance.

- Manage regulatory reporting and corporate actions.

- Address client, audit, and inspection queries promptly.

- Investigate and resolve exceptions in coordination with relevant teams.

- Escalate critical issues and ensure timely resolution.

- Coordinate with agencies for digital signature certificates or tokens.

Job Requirements:

- Experience in Securities Operations, including trade settlement (Cash, Derivative, SLBM) and auction processes.

- Proficient in securities settlement, reconciliation, and depository operations (BOD/EOD).

- Strong knowledge of Equity and Derivative transaction cycles and broking operations.

- Expertise in Pledge, Re-pledge, Unpledge, Revocation, and Demat processes.

- Ownership mindset with multitasking, adaptability, and quick learning skills.