Job Purpose Ensuring compliance with securities related laws specifically SEBI( Issue and Listing of Debt Securities) Regulations, 2008, SEBI (ICDR)Regulations and Companies Act with respect the various capital/debt market transactions Key Responsibilities Managerial Responsibilities - review of standard agreements/documents related to capital market transactions (primary market and secondary markets) - Assisting in preparation of regulatory inspections - Ensuring timely regulatory submissions, update on regulatory changes - Collating data from different teams for due diligence exercise - Conducting due diligence on offer documents Job Requirements Qualifications CS, Preferably CS+LLB Experience 4-8 YR Functional Competencies - Knowledge of various applicable SEBI regulations including SEBI (Issue and Listing of Debt Securities) Regulations, 2008, SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009 and Companies Act - Companies Act, 2013 (specifically relating to capital markets and issuance of shares and debentures) - legal background Behavioral Competencies - Effective negotiation skills, analytical approach

Mumbai

Edelweiss Financial Services - Manager/Senior Manager - Compliance 

Edelweiss Financial Services - Manager/Senior Manager - Compliance  ,Job Description for Edelweiss Financial Services - Manager/Senior Manager - Compliance  in Edelweiss Financial Services Limited in  Mumbai for (3-8) years of experience. Apply Now!

Job Description for Edelweiss Financial Services - Manager/Senior Manager - Compliance  in Edelweiss Financial Services Limited in  Mumbai for (3-8) years of experience. Apply Now!