eCommunication Surveillance Analyst - Investment Bank

Role : E - Communication Surveillance Analyst

Specification :Trader or Adviser or Dealer of Equity, Derivatives, Foreign Exchange and Shares

Experience : 2 to 4 Years

Work Location : Mumbai (Malad) Location

Principle business responsibilities :

- Review email and electronic communications of bank employees for adherence to firm policies and regulatory rules.

- Detect, review and report potentially suspicious activities.

- Use available research tools to identify publicly available information concerning transactions and communications identified for further investigation.

- Conduct special inquiries as required

- Work with relevant compliance team to resolve instances of potential issues

- Escalate potential breaches of firm policy and regulatory rules with adequate supporting information to the relevant compliance team.

- Perform routine administrative duties and reviews