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27/02 Snigdha Singh
Client Manager at ABC Consultants

Views:2168 Applications:402 Rec. Actions:Recruiter Actions:122

DVP/VP - Compliance Risk Assessment - Bank (15-21 yrs)

Mumbai Job Code: 1226452

DVP/VP - Compliance Risk Assessment (Renowned Bank)

Job Description :

- Managing compliance risk assessment framework in accordance to regulatory guidelines

- Conducting assessment of the compliance risk and develop a risk-oriented activity plan for compliance assessment

- Carrying out testing, monitoring, studies, transaction based analysis, returns monitoring, onsite reviews, off-site reviews and any other activity relating to risk assessment.

- Review and assessment of processes and SOPs from compliance risk perspective

- Reporting to the CCO the outcome of assessment and compliance risk level in various businesses and operations

- Maintaining a dash-board of bank-level compliance risk with water fall till activity level

- Preparation and submission to CCO the monthly, quarterly, half-yearly and annual reports on compliance risk

- Coordination with Operational Risk and Internal Audit departments and business compliance officers to ensure holistic assessment of compliance risk

- Ensuring rectification of gaps identified in the assessment and submit compliance report to the CCO

- Preparation of annual report on compliance risk assessment covering the Bank and its subsidiary

Desired Behavioral / Functional Traits :

- Strategic Leadership, Stakeholder Management and Advisory expertise.

Women-friendly workplace:

Maternity and Paternity Benefits

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