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HR at Conjoin Consultancy Pvt Ltd
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Director - Risk & Controls - Investment Bank (6-14 yrs)
Job Opportunity with Leading Investment Bank
Location : Bangalore
Need : 6-14 yrs of experience
Roles & Responsibilities :
- Facilitate annual Risk Control Self-Assessment for Client Regulatory Services
- Maintain a catalogue (inventory) of business processes, which ultimately lead to the creation of a targeted risk and control framework
- Develop framework to capture new business processes and risks, which lead to the design and implementation of new controls within CRS
- Oversee remediation of all CRS Issues and Action Plans
- Design escalation framework to raise and log new issues
- Provide support during Compliance Testing and Audits
- Work with management to assess the results of Audit/Testing reports and track issues and action plans to completion
- Identify and remediate gaps with the existing CRS Quality program
- Establish and compile Key Risk Indicator metrics that indicate execution and effectiveness of Quality program
- Focus on quality improvement initiatives that strive to create a quality-conscious culture, decrease regulatory risk and error trends, and increase stakeholder satisfaction
This job opening was posted long time back. It may not be active. Nor was it removed by the recruiter. Please use your discretion.
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