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Recruitment Consultant at Michael Page
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Director - Regulatory Compliance - Financial Services (12-18 yrs)
Our client is one of the leading FS Companies in Mumbai.
Job Description :
Reporting into the CRO, the role would be responsible for :
- Regulatory compliance Monitoring and Screening Program in accordance with local Indian financial regulations (SEBI/RBI)
- Communicate applicable risks, costs, progress, and results to all relevant internal and external partners
- Drive internal controls, design and monitoring to support Compliance Operational policy and procedures
- Partner with Compliance, Legal, Business, Product, Strategy, and other teams to achieve results for team and the Compliance department
- Design and execute reports to measure success and performance for internal policies: of AB&C, financial crimes, Code of conduct, insider trading & broking regulations etc
The Successful Candidate should :
- Have at least 12 years of work experience in the compliance domain with Banking & FS companies
- Have stellar experience in dealing with Regulatory bodies like RBI/SEBI & also working on internal controls & conflicts
- Have experience in working hands-on as well as managing lean teams in global set-ups
What's on offer :
- An opportunity to work closely with the senior leadership
- Market-leading CTC & other benefits
This job opening was posted long time back. It may not be active. Nor was it removed by the recruiter. Please use your discretion.
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