Director - Compliance - FinTech

FinTech Company | Work From Office | Location - Ahmedabad

Note: We are open to consider Anyone who can relocate to Ahmedabad.

- Managing the compliance risk and providing support to the Senior Management to ensure compliance.

- Assessing the compliance risks faced by the business and to ensure that the co. appropriately manages those risks.

- Disseminating regulations to business and support function and provide ongoing advisory services to ensure that the co., operates in accordance with all regulatory and legal requirements.

- Overseeing and monitoring the implementation of the compliance program

- Correspondence with the regulators RBI, AML regulator etc.

- Provide compliance opinions to the users on applicability of regulatory laws in relation to activities of the co.

- Preparing and presenting clear and concise compliance reports to the management

- Promoting a compliance culture.

- Providing guidance, advice, and/or training and educational programs, to improve business understanding of related laws and regulatory requirements.

- Perform regular and comprehensive compliance reviews

- Review and regular update of policies and procedures in view of new regulations including compliance manuals

- Ability and willingness to single-handedly conduct all compliance related functions.

- To obtain approvals / licenses / certifications from regulatory bodies such as RBI approval for new product offering wherever needed.

- To ensure legal / compliance diligence for new customers/ vendors on boarding: KYC, Intelligence checks and AML verifications.

Key Requirements :

- 10- 15+ years of related experience out of which a minimum of 7 years in similar position/ responsibility in a Bank or Financial Institution.

- Education: MBA Finance/CA

- Strong analytical and quantitative background

- Devised plans & contributed to the development of overall compliance

- Digital Lending Experience is preferred - exposure to customer application journey /rule engines/scorecards