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Job Views:  
2292
Applications:  125
Recruiter Actions:  124

Job Code

735431

Director - Compliance - Buy Side - Financial Services

10 - 15 Years.Mumbai
Posted 5 years ago
Posted 5 years ago

Our client is one of the leading international buy-side firms.

Job Description:

The candidate would be responsible for:

- Ensuring proper implementation of regulatory compliance & statutory requirements

- Design & implement internal policies & procedures for the organisation

- Structuring the India Compliance Manual for corporate governance

- Minimize risk & vulnerability by strong internal compliance framework

- Assist in liaising with the regulators for follow ups, approvals etc

- Respond to issues/queries raised by regulators

- Dissemination of Act, Regulations, Circulars to the concerned stakeholders

The Successful Candidate Should:

- Have 10-15 years of work experience in regulatory compliance for BFSI domain

- Active working experience with regulators like RBI, SEBI, AMFI, IRDAI etc.

- Excellent communication skills

- Professional certification in compliance/risk would be an added advantage

What's in it for you :

- Closely work with Senior Stakeholders

- Leading compensation & benefits

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Posted By

Job Views:  
2292
Applications:  125
Recruiter Actions:  124

Job Code

735431

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