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23/08 Yash Asrani
Recruitment Consultant at Michael Page

Views:2291 Applications:125 Rec. Actions:Recruiter Actions:124

Director - Compliance - Buy Side - Financial Services (10-15 yrs)

Mumbai Job Code: 735431

Our client is one of the leading international buy-side firms.

Job Description:

The candidate would be responsible for:

- Ensuring proper implementation of regulatory compliance & statutory requirements

- Design & implement internal policies & procedures for the organisation

- Structuring the India Compliance Manual for corporate governance

- Minimize risk & vulnerability by strong internal compliance framework

- Assist in liaising with the regulators for follow ups, approvals etc

- Respond to issues/queries raised by regulators

- Dissemination of Act, Regulations, Circulars to the concerned stakeholders

The Successful Candidate Should:

- Have 10-15 years of work experience in regulatory compliance for BFSI domain

- Active working experience with regulators like RBI, SEBI, AMFI, IRDAI etc.

- Excellent communication skills

- Professional certification in compliance/risk would be an added advantage

What's in it for you :

- Closely work with Senior Stakeholders

- Leading compensation & benefits

This job opening was posted long time back. It may not be active. Nor was it removed by the recruiter. Please use your discretion.

Women-friendly workplace:

Maternity and Paternity Benefits

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