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HR at Skywards Investec private Limited
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Dados Technologies - Compliance Manager (7-11 yrs)
Compliance Manager
Job role:
- Engagement and dialogue with regulators
- Support interaction and communication with regulators for data requests, inspection and supervision activities, new regulations, changes to regulations, etc.
- Implementation of laws and regulations
- Keeping track of how policies and regulations are being followed
- Controlling adherence to applicable laws and regulations.
- Regularly assess the effectiveness of internal controls and make ongoing improvements.
- Conduct recurring tests of compliance parameters.
- Facilitating internal audits and regulatory inspections
- Keep track of and communicate any changes to the regulatory environment that affect the Ratings business.
- Drafting, modifying, implementing, and ensuring adherence to regulatory policies in conjunction with the appropriate parties
- Facilitate audits, inspections, and investigations, and see to it that MAPs are closed.
- Data/response preparation for regulatory disclosures/submissions.
- Preparation of agenda notes for Board and its committees
This job opening was posted long time back. It may not be active. Nor was it removed by the recruiter. Please use your discretion.
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