28/05 Prachee Mohanti
Senior Manager - HR at CTBC Bank Co. Limited

Views:1158 Applications:131 Rec. Actions:Recruiter Actions:3

CTBC Bank - Manager - Regulatory Compliance (8-15 yrs)

Delhi NCR Job Code: 702772

- To check the compliance of KYC/AML guidelines.

- To analyze the AML alerts & place for approval on daily basis.

- To co-ordinate with Inspection/audit Departments for assessing the areas of compliance breaches/failures & rectification thereof.

- To prepare a brief of regulatory guidelines for dissemination the information among the staff members & follow up for compliance with them.

- To co-ordinate with all departments for timely submission of information / returns to RBI & other statutory authorities.

- To independently assess the compliance of RBI as well as H.O. guidelines by functional departments

- To act as a reference point for the bank's staff from operational departments for seeking clarifications/ interpretations of various regulatory and statutory guidelines along with compliance Head.

- Knowledge of Credit, Trade finance or previous experience in the same will be an added advantage

Women-friendly workplace:

Maternity and Paternity Benefits

Add a note
  • Apply
  • Assess Yourself
  • Save
  • Insights (Read more)
  • Follow-up
    (Read more)
Something suspicious? Report this job posting.