Senior Manager - HR at CTBC Bank Co. Limited
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CTBC Bank - Manager - Regulatory Compliance (8-15 yrs)
- To check the compliance of KYC/AML guidelines.
- To analyze the AML alerts & place for approval on daily basis.
- To co-ordinate with Inspection/audit Departments for assessing the areas of compliance breaches/failures & rectification thereof.
- To prepare a brief of regulatory guidelines for dissemination the information among the staff members & follow up for compliance with them.
- To co-ordinate with all departments for timely submission of information / returns to RBI & other statutory authorities.
- To independently assess the compliance of RBI as well as H.O. guidelines by functional departments
- To act as a reference point for the bank's staff from operational departments for seeking clarifications/ interpretations of various regulatory and statutory guidelines along with compliance Head.
- Knowledge of Credit, Trade finance or previous experience in the same will be an added advantage