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12/10 Kavita Nagpal
Senior Executive HR at V-Konnect Total Sourcing Solutions

Views:1566 Applications:37 Rec. Actions:Recruiter Actions:15

Consultant/Senior Consultant - Compliance Audit - Investment Bank (4-7 yrs)

Mumbai Job Code: 501001

Position: Consultant / Sr. Consultant-Compliance Audit with one of Big 4 client i.e US Investment Bank

Experience-4- 7 yrs

Position Description :

This candidate will be involved in development, Planning and/or be performing of compliance audits across the firm such involvement would include.

- Assisting in scope determination, development of audit planning memoranda performance of test work and report writing.

- Preparation and execution of audits plans of the firm's compliance activities.

- Ensure execution of the audit plans of the firm compliance activities.

- Ensure execution of the audit plans within departmental methodology, politics, and standards.

- Ability to travel required (minimal).

Skills Required :

- Solid Understanding of financial services Regulatory Environment with Respect to BSA / AML / OFAC and Broker-Dealer

- Effective Communication Skills

- Understanding of the internal Auditors Process

- Ability to multitask manage support team members on projects and thrive within a small group environment

- An Under graduate Degree ( B.com, BA, B.S or Equivalent )

Skills Desired :

- Preferably ACAMS Certified.

- CPA Certified Regulatory Compliance Manager(CRCM) and/ or Institute of Internal Auditors (IIA) Certification a Plus.

- Prior Regulatory Exp or experience communicating with regulators a plus.

This job opening was posted long time back. It may not be active. Nor was it removed by the recruiter. Please use your discretion.

Women-friendly workplace:

Maternity and Paternity Benefits

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