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15/05 Shruthi Acharya
Senior Manager at Skillventory

Views:120 Applications:31 Rec. Actions:Recruiter Actions:5

Compliance Specialist - Credit Rating Agency (8-12 yrs)

Mumbai Job Code: 1260440

Hiring for a leading credit rating agency

1. Handling compliance related matters from SEBI and RBI perspective

2. Provide Compliance advisory to stakeholders from the perspective of SEBI/RBI regulations

3. Handling of work related to code of conduct framed under SEBI (Prohibition of Insider Trading) regulations

4. Exposure of handling the Regulatory inspection/ audit etc.

5. Exposure of handling and mitigating conflict of interest under applicable regulatory regime

6. Exposure to SEBI and RBI liasoning , good regulatory relationship

7. Experience of handling critical complaints

8. Help organization in handling regulatory inquiry/ investigation etc.

9. Highlight emerging compliance risk to Head - Compliance, Legal & Secretarial

10. Vetting regulatory communications from Compliance Perspective

11. Providing training to employees on critical compliance policies

This job opening was posted long time back. It may not be active. Nor was it removed by the recruiter. Please use your discretion.

Women-friendly workplace:

Maternity and Paternity Benefits

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