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Senior Manager at Skillventory
Views:120 Applications:31 Rec. Actions:Recruiter Actions:5
Compliance Specialist - Credit Rating Agency (8-12 yrs)
Hiring for a leading credit rating agency
1. Handling compliance related matters from SEBI and RBI perspective
2. Provide Compliance advisory to stakeholders from the perspective of SEBI/RBI regulations
3. Handling of work related to code of conduct framed under SEBI (Prohibition of Insider Trading) regulations
4. Exposure of handling the Regulatory inspection/ audit etc.
5. Exposure of handling and mitigating conflict of interest under applicable regulatory regime
6. Exposure to SEBI and RBI liasoning , good regulatory relationship
7. Experience of handling critical complaints
8. Help organization in handling regulatory inquiry/ investigation etc.
9. Highlight emerging compliance risk to Head - Compliance, Legal & Secretarial
10. Vetting regulatory communications from Compliance Perspective
11. Providing training to employees on critical compliance policies
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