Compliance Role - Risk Management/Control - Investment Bank

Currently, we are hiring for top-notch investment banking in Bangalore.

Role - Compliance risk control (Diversity & inclusion)

Required - LGBTQ or Locomotor

KRA's :

- Contribute to the build of the annual control plan

- Support the manager of the Compliance Control monitoring team to identify key risk areas in the region for all compliance risks and all Business and Support Units in the region

- Identify key business changes

- Ensure a regular knowledge of internal incidents, external enforcement and regulatory developments

- Assess existing formalized controls following the annual control plan defined

- Ensure a good knowledge of existing policies and procedures on which the control assessed is attached to

- Assess the design and the execution of each existing formalized controls on schedule and in accordance with CTL standards and methodology

- Identify gaps between existing controls and expected controls (to fully cover the risk at stake) and design a cartography to highlight issues

- Identify weaknesses, timely escalate any issues and define a corrective action plan

- Deliver a report to synthetize the results of the assessment for a dedicated compliance risk thematic (all reports will be reviewed and validated by the regional head of Compliance Control Monitoring)

If Interested please share your cv in response with details mention below:

Current Company -
Designation -
Total Experience -
Relevant Experience -
Current ctc - Fix + Variable
Expected ctc -
Reporting to -
Qualification -
Notice Period-
Reason for Change -
Current Location -
Preferred Location - 

Rekha