03/12 Sejal
Director at Arin Consultancy Pvt. Ltd.

Views:715 Applications:140 Rec. Actions:Recruiter Actions:8

Compliance Role - Mutual Fund (2-10 yrs)

Mumbai Job Code: 869808

The person will be responsible for:

- Accurate and timely reporting to SEBI / AMFI / RBI, etc.

- Ensure timely update of the scheme related documents including the SID / KIM / SAI of the schemes of Baroda Mutual Fund.

- Co-ordinate with internal / statutory auditors during their respective audits for compliance related matters.

- Handle SEBI inspection from time to time.

- Keep abreast of the changes in the laws, guidelines, regulations, etc. applicable to Baroda Mutual Fund and assist in the process of implementing relevant changes in the existing process.

- Interpretation and implementation of applicable laws and regulations.

- Streamline processes and documents as per compliance requirements.

- Monitor implementation of internal policies and manuals and ensure regular update of the same.

- Resolve compliance related matters with other departments.

- Provide training to staff on compliance related matters.

Liaises with :

- Internal customers (Whole Organisation)

- External customers (SEBI, AMFI, Auditors, etc.)

Candidate Profile

We are looking for a CA /CS with:

- An excellent academic background

- Good communication and drafting skills

- Drive, passion and self motivation

- In depth understanding of Mutual Funds

- A right blend of patience & aggression

- High degree of orientation of structure and processes

Work Exp:

- 5-8 years of relevant experience with at least 3-4 years- experience in MF industry.

Women-friendly workplace:

Maternity and Paternity Benefits

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