Director at Arin Consultancy Pvt. Ltd.
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Compliance Role - Mutual Fund (2-10 yrs)
The person will be responsible for:
- Accurate and timely reporting to SEBI / AMFI / RBI, etc.
- Ensure timely update of the scheme related documents including the SID / KIM / SAI of the schemes of Baroda Mutual Fund.
- Co-ordinate with internal / statutory auditors during their respective audits for compliance related matters.
- Handle SEBI inspection from time to time.
- Keep abreast of the changes in the laws, guidelines, regulations, etc. applicable to Baroda Mutual Fund and assist in the process of implementing relevant changes in the existing process.
- Interpretation and implementation of applicable laws and regulations.
- Streamline processes and documents as per compliance requirements.
- Monitor implementation of internal policies and manuals and ensure regular update of the same.
- Resolve compliance related matters with other departments.
- Provide training to staff on compliance related matters.
Liaises with :
- Internal customers (Whole Organisation)
- External customers (SEBI, AMFI, Auditors, etc.)
Candidate Profile
We are looking for a CA /CS with:
- An excellent academic background
- Good communication and drafting skills
- Drive, passion and self motivation
- In depth understanding of Mutual Funds
- A right blend of patience & aggression
- High degree of orientation of structure and processes
Work Exp:
- 5-8 years of relevant experience with at least 3-4 years- experience in MF industry.
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