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27/12 Rajeev
HR Head at Arin Consultancy

Views:79 Applications:19 Rec. Actions:Recruiter Actions:17

Compliance Role - Broking Firm (6-12 yrs)

Mumbai Job Code: 1198571

Role - Compliance Officer

Core Purpose of the Role :

- Responsible for company affairs

- Represent company in legal matters

- Provide legal & compliance perspectives to businesses

- Managing compliance aspects

- Information Memorandum

- SEBI/NSE guideline

- Company law- Issuance

- Compliance Management

- Periodic submission to the Broking and DP Compliance and Operations team.

- Overall handling of (BSE, NSE CDSL & NSDL) related compliances

Women-friendly workplace:

Maternity and Paternity Benefits

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