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Compliance Role - Broking Firm (6-12 yrs)
Role - Compliance Officer
Core Purpose of the Role :
- Responsible for company affairs
- Represent company in legal matters
- Provide legal & compliance perspectives to businesses
- Managing compliance aspects
- Information Memorandum
- SEBI/NSE guideline
- Company law- Issuance
- Compliance Management
- Periodic submission to the Broking and DP Compliance and Operations team.
- Overall handling of (BSE, NSE CDSL & NSDL) related compliances
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