Compliance Officer - Insurance (8-12 yrs)
Compliance Officer - Insurance
Location: Kolkata
Experience: 8.0 - 12.0 Years
Must-Have:
- Working in any Insurance firm
- 5 years in Compliance Management and Operations in Insurance
Qualification : CS, B.Com Graduate (Accounting and Finance background)
Experience :
- Minimum 8 years out of which at least 5 years in Compliance Management and Operations in Insurance
Business Outcomes :
- Analyze Insurance regulation risk based upon the Regulatory Risk Assessments
- Liaison with IRDA
- Prepare practical work programs that effectively test compliance with the applicable regulations of the operations
- Conduct compliance reviews to determine the effectiveness of the compliance program in an effective and timely manner
- Assess and challenge whether the control framework meets regulatory expectations
- Track the status of issues identified during reviews, assess the actions taken, and ensure they remediate the risks
Skills/Competencies :
- Conducting compliance testing or audits within Insurance companies, broking, financial services
- Experience and working knowledge of IRDA regulations
- Knowledge of insurance products, processes, systems, and controls
- Highly effective at identifying compliance risks, determining root causes, and recommending actionable solutions
- Excellent analytical, communication, and report preparation skills
- Manage time effectively and meet deliverables
- Ability to communicate effectively with all levels of personnel
- Capable of dealing with conflict and achieving solutions through negotiation
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