Compliance Officer - Gift City

Job Description :

- Ensure compliance with RBI and IFSCA regulations; in-depth knowledge of these regulations is mandatory

- Manage regulatory filings, interact with IFSCA authorities, and ensure timely dissemination and tracking of IFSCA circulars for implementation

- Support and coordinate IFSCA onsite and offsite risk-based supervisions, as well as statutory, internal, and concurrent audits

- Conduct audit walkthroughs, Risk Control Self-Assessment (RCSA), and Business Continuity Planning (BCP) for the IBU branch

- Review and update IBU policies, SLAs, and compliance frameworks in line with regulatory changes

- Provide compliance advisory support to business, product, and functional teams, ensuring alignment with IFSCA guidelines

- Monitor General Banking Operations and Trade Finance transactions for regulatory adherence

- Conduct Name Screening, including Sanctions, PEP, Adverse Media, and Watch list screening

- Review transaction alerts, investigate potential suspicious activity, and escalate cases for Suspicious Transaction Reports (STRs) if required

- Compile, analyze, and perform first-level checks on reports and data submitted to regulators and internal stakeholders

Preferred:

- Prior experience working in an IBU Compliance role within a bank is a strong advantage

- Strong knowledge of regulatory frameworks, risk assessments, and compliance monitoring

- Ability to liaise effectively with regulators, auditors, and internal stakeholders