Compliance Officer - Financial Services

Job Type: Full-time, no remote work Regulator : IFSCA About Us: Betafront Technologies Private Limited is an innovative fintech startup dedicated to providing top-notch financial solutions.

- We are seeking a diligent and experienced Compliance Officer to join our team and ensure our operations remain compliant with all relevant regulatory requirements.

- Position Overview: The Compliance Officer will be responsible for overseeing all regulatory developments related to our company's operations.

- This role involves working with internal teams to ensure awareness of regulatory framework requirements, maintaining regulatory licenses, and ensuring compliance with AML/CFT regulations.

- The Compliance Officer will also handle fincrime reporting and regulatory liaison, as well as monitor and test compliance measures.

Key Responsibilities:

Regulatory Oversight: a. Monitor all regulatory developments relevant to the company's operations.

- Workwith internal teams to ensure awareness and adherence to regulatory framework requirements.

Compliance Programme: a. Build and improve the Compliance Programme in line with our mission to be instant, convenient, and transparent.

- Maintain regulatory licenses and applications, handle regulatory liaison, reporting, and filing.

- Ensure appropriate training on AML/CFT and other regulatory matters for senior management and the board of directors.

- Fincrime Reporting and Review: a. Setup and maintain fincrime monthly review reports to ensure appropriate review of first-line processes.

- Ownfincrime reporting processes, address regulatory queries and feedback, and handle fincrime escalations from Legal Enforcement Agencies.

- Policy Governance: a. Govern and localize compliance policies, including AML policy and KYC/CDD guidelines.

- Update policies as required based on new regulatory developments.

Quality Control: a. Verify the existence of relevant controls related to the integrity and quality of information transmitted to the FIU-India within the framework of STR/SAR reports.

- Report to the Board of Directors on the health of financial crime and regulatory compliance.

- Advise the board on emerging issues within the compliance program.

Monitoring and Testing: a. Apply regular testing to assess money laundering and terrorist f inancing risk management and controls.

- Implement measures designed to reduce these risks.

- High-Risk Customer Review: a. Review and authorise relationships with high-risk customers as required.

- Risk Tracking: a. Develop systems to track and monitor regulatory and financial crime risks.

- Ensure compliance with regulatory requirements and internal policies.

Qualifications: - Bachelor's/Master's degree in Law, Finance, Business Administration, or a related field.

- Professional certification in compliance or risk management (e. , CAMS, ICA) is preferred.

- Strongknowledge of AML/CFT regulations and other relevant regulatory frameworks.

- Excellent understanding of compliance policies, procedures, and best practices.

- Provenexperience in regulatory compliance, financial crime, or a related field.

- Stronganalytical and problem-solving skills.

- Excellent communication and interpersonal skills.

- Ability to work independently and handle multiple tasks simultaneously.

- Highattention to detail and strong organisational skills.

Experience: 7-10years of relevant experience in regulatory compliance, financial crime, or a related field.

- Experience working with IFSCA or similar regulatory bodies is a plus.

What We Offer: - Competitive salary and benefits package.

- Opportunity to work with a talented and motivated team.

- Exposureto cutting-edge technologies and innovative projects.

- Professional development and growth opportunities