Job Location : Mumbai

Job Type : Permanent

Job Responsibilities:

- Ensure compliance with the Companies Act, 2013, and other relevant legislation

- Maintain compliance with regulatory requirements imposed by RBI, SEBI, Stock Exchanges, Depositories, and other sectoral regulators

- Prepare, conduct, and finalize Board Meetings and General Meetings, including drafting accurate meeting minutes

- Assist and advise the Board on corporate governance practices and ensure compliance with corporate governance requirements and best practices

- Develop and maintain a robust statutory compliance mechanism, including the preparation of a compliance manual and tracker

- Provide periodic updates and advice to the Management and Board regarding compliance matters

- Collaborate with the finance and business teams to handle compliance-related issues and regulatory scrutiny effectively

- Oversee the timely filing of required forms, reports, and documents under various applicable laws

Job Requirements:

Educational Qualification - CS

- Minimum 5+ years of experience in compliance management, NBFC experience will be preferred

- Excellent verbal and written communication skills

- Strong attention to detail and an organized approach to work, ensuring accuracy and completeness in compliance activities

- Should have the ability to provide the required leadership to his/her team to achieve corporate goals

- In-depth understanding of corporate governance principles and practices

- Demonstrates integrity and discretion when handling confidential information

- Diplomatic and confident in providing support to management staff and board members

About the client: The client is an Investment Banking firm.

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