Head - HR at Senior Executive Search
Views:369 Applications:91 Rec. Actions:Recruiter Actions:7
Compliance Officer - BFSI (5-7 yrs)
Compliance Officer -PMS & AIF
Location - Mumbai
Education - MBA, CA, CS
Experience - 5 -7 Years
CTC -10-12 Lacs pa
Preferably - PMS
- Compliance
- Ensuring client level compliances related to PML, KYC, SEBI regulations, etc
- Managing Statutory and Regulatory compliances for PMS & AIF
- Drafting and filing of compliance reports to the Regulators
- Compliance on Applicable Policies under the Regulation
- Policies applicable to Company as per Company Law
- ROC filings as per the company law
- Assisting in Internal / Statutory Audits as per the requirements
- Maintaining Statutory Registers
- Assisting and coordinating with Internal and Statutory auditors for audit of Purposes.
- Client reports - Ensuring appropriate reports are sent to the clients on timely basis as per regulatory requirement.
- All the interested candidates can apply or call on 9867303334
Ravi Suryawanshi
Senior Executive - Search
This job opening was posted long time back. It may not be active. Nor was it removed by the recruiter. Please use your discretion.