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10/06 Ravi Suryawanshi
Head - HR at Senior Executive Search

Views:89 Applications:23 Rec. Actions:Recruiter Actions:2

Compliance Officer - BFSI (5-7 yrs)

Mumbai Job Code: 936005

Compliance Officer -PMS & AIF

Location - Mumbai

Education - MBA, CA, CS

Experience - 5 -7 Years

CTC -10-12 Lacs pa

Preferably - PMS

- Compliance

- Ensuring client level compliances related to PML, KYC, SEBI regulations, etc

- Managing Statutory and Regulatory compliances for PMS & AIF

- Drafting and filing of compliance reports to the Regulators

- Compliance on Applicable Policies under the Regulation

- Policies applicable to Company as per Company Law

- ROC filings as per the company law

- Assisting in Internal / Statutory Audits as per the requirements

- Maintaining Statutory Registers

- Assisting and coordinating with Internal and Statutory auditors for audit of Purposes.

- Client reports - Ensuring appropriate reports are sent to the clients on timely basis as per regulatory requirement.

- All the interested candidates can apply or call on 9867303334

Ravi Suryawanshi
Senior Executive - Search

Women-friendly workplace:

Maternity and Paternity Benefits

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