jobseeker Logo
Now Apply on the Go!
Download iimjobs Jobseeker App and get a seamless experience for your job-hunting
25/03 Rajeev
HR Head at Arin Consultancy

Views:153 Applications:36 Rec. Actions:Recruiter Actions:0

Compliance Officer - AIF/PMS/Financial Services (8-12 yrs)

Mumbai Job Code: 811962

Job Role:

Responsible for monitoring and oversight of AIF Compliance

i) Liasoning and co-ordinating with Regulator for AIF compliance and queries

ii) Co-ordinating with counsels for legal support, opinions and clarifications

iii) Liasoning with product and sales team on products and filings

iv) Preparation / Up-dation of Private Placement Memorandum and amendments including Trust Deed

v) Review of Application Form, literatures, factsheets, communiques and communications

vi) Regulatory reporting - Filings monthly / Quarterly report reports, annual CTR

vii) Liasoning for deal closure for unlisted equity transactions, Due Diligence submissions

viii) Monitoring of AML / FATCA compliance and its reporting

ix) Conducting and arranging Committee meetings valuation committee, investment committee

x) Liasoning with Internal auditors and statutory auditors and effectively handling SEBI inspections

Job specifications and competencies:


Bcom / Mcom / MBA + CS OR Law (Hons)

Years of experience: 8 to 12 years of relevant work experience in Legal, compliance relating to Mutual Funds, AIF, PMS or financial services.

Women-friendly workplace:

Maternity and Paternity Benefits

Add a note
Something suspicious? Report this job posting.