Job Role: Responsible for monitoring and oversight of AIF Compliance i) Liasoning and co-ordinating with Regulator for AIF compliance and queries ii) Co-ordinating with counsels for legal support, opinions and clarifications iii) Liasoning with product and sales team on products and filings iv) Preparation / Up-dation of Private Placement Memorandum and amendments including Trust Deed v) Review of Application Form, literatures, factsheets, communiques and communications vi) Regulatory reporting - Filings monthly / Quarterly report reports, annual CTR vii) Liasoning for deal closure for unlisted equity transactions, Due Diligence submissions viii) Monitoring of AML / FATCA compliance and its reporting ix) Conducting and arranging Committee meetings valuation committee, investment committee x) Liasoning with Internal auditors and statutory auditors and effectively handling SEBI inspections Job specifications and competencies: Qualification: Bcom / Mcom / MBA + CS OR Law (Hons) Years of experience: 8 to 12 years of relevant work experience in Legal, compliance relating to Mutual Funds, AIF, PMS or financial services.

Mumbai

Compliance Officer - AIF/PMS/Financial Services 

Compliance Officer - AIF/PMS/Financial Services  ,Job Description for Compliance Officer - AIF/PMS/Financial Services  in Arin Consultancy in  Mumbai for (8-12) years of experience. Apply Now!

Job Description for Compliance Officer - AIF/PMS/Financial Services  in Arin Consultancy in  Mumbai for (8-12) years of experience. Apply Now!