Compliance Officer

Position Name Compliance Officer.

Location Gift City-Gandhinagar.

Experience Range 5+ years.

Mandatory Requirement:.

- 5+ years of experience in Alternate Investment Fund regulations.

- CS or CA.

- Minimum 4+ years of post-CS membership experience.

- Experience in dealing with foreign law firms.

- Should be equipped to do research under SEBI AIF Regulations, FEMA, regulations.

Job Roles and Responsibilities:

- Update internal policies related to KYC, AML, insider trading, client onboarding, and investor grievance policy and create efficient controls for reconciliations, Risk and compliance management, and review.

- Assist in maintaining all documents related to receipt of investment by AIF and reporting by AIF to its trustee, contributors, and regulators and its operations.

- Monitor and process documents required for drawdown notices.

- Preparation of details of schemes required for SEBI/IFSC.

- Monitor, track, and implement new compliance requirements, processes and reports.

- You will work closely with internal and external stakeholders, including compliance advisors, fund managers, sales teams, fund accountants, and counterparties, to ensure adherence to and improvement of laid-down operational policies, SLAs, and processes in the best interest of the business and all internal and external stakeholders.

- Flag issues proactively and ability to foresee outcomes keeping in mind the operational risk framework in line with the legal parlance.

Qualification and Experience:

- MBA (Finance, with a minimum 5 years of work experience as an Analyst in a VC/PE/Angel Investing Platforms/ Big4 or leading consulting firms.

- Alternately experience of working with a start-up in fundraising.

- Knowledge of compliance and risk management operations and reporting.

- Knowledge of Finance / Accounting would be preferred.

- Proficient in MS Excel, PowerPoint.

Key Skills:

- Ability to manage complexity and ambiguity in day-to-day operations.

- Excellent oral and written communication skills.

- Meticulous reporting, Analytical skills, and an eye for detail.

- Strong organizational skills and an orientation toward strict attention to detail.

- Ability to think out of the box and look for creative solutions.

- Numerical skills & Proficiency in MS Office Suite.

General Skills:

- Excellent attention to detail, commitment to accuracy, and focus on results.

- Self-motivator and entrepreneurial attitude to work with minimum supervision.

- Strong interpersonal skills and leadership skills.

- Willingness to take initiative and to follow through on projects and tasks.

- Strong ability to work in a deadline-oriented environment with a high degree of accurace.

What we offer.

- You are going to be a part of shaping a successful and rapidly growing venture fund in India.

- You develop your own ideas and become an essential member of the Company.

- You operate within flexible structures with short response times, flat hierarchies, and motivated colleagues.