Compliance Monitoring

- Very strong Experience in Portfolio Guideline coding, monitoring and reviewing – Investment management compliance.

- Strong experience in reading/interpreting IMA’s (Investment management agreement), SAI’s (Statement of Additional Information) and coding/updating them in Sentinel.

- Validating IMA’s against guidelines in Sentinel to identify gaps/incorrect or missing guidelines.

- Exposure to various types of accounts like Equities, Fixed income, balanced accounts, derivatives etc.

- Experience in Post trade exception monitoring

- Working with Global Investment compliance team.

- Asset management industry experience.